(303) 321-7902







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Thomas J. Hammond, P.C.
1544 Race Street
Denver, CO 80206


Phone: (303) 321-7902
Fax: (303) 329-5871




Denver Securities Fraud Lawyer

Defending Brokers and Other Parties Against Criminal Charges

If you have been accused of securities fraud by the federal or state authorities, you could be facing serious criminal penalties, including a prison term and substantial fines. You need an experienced defense lawyer who is prepared to protect you from these harsh consequences.

I am Thomas J. Hammond, a Denver securities fraud attorney with extensive federal and state white collar criminal defense experience. I defend securities brokers and dealers, small business owners, corporate officers and directors, and other parties against charges such as:

  • Failure to register securities: If you are accused of offering securities that are required to be registered with the Securities and Exchange Commission (SEC) without having registered them, you could be facing serious federal criminal charges. The term "securities" is not just limited to stocks; it can refer to a financial interest in any type of investment.
  • False information: One of the most common securities fraud charges is the inclusion of false information in SEC filings, financial statements and statements to the public. In order to convict of a crime, the prosecutors have to prove that these actions were intentional.
  • Insider trading: Another very common securities fraud accusation is insider trading — the use of insider information by officers, directors, key employees and major shareholders of publicly traded corporations to gain an advantage over the market.

If you have been charged with one of these offenses, you could also be facing civil proceedings. I will work closely with you to come up with a comprehensive defense strategy, negotiate with the prosecutors if appropriate, and diligently defend you in court if necessary.

Colorado Investment Fraud Attorney · 303-872-5706

If you have been accused of participating in a fraudulent scheme involving publicly or privately traded securities, it is important to talk to a fraud defense attorney right away. To schedule a free 30-minute consultation, please contact my office at 303-872-5706 or by e-mail.




  Based in Denver, I serve clients throughout Colorado, including Denver, Boulder, Aurora, Centennial, Castle Rock, Lakewood, Westminster, Broomfield, Brighton, Thornton, Wheat Ridge, Golden, Fort Collins, Greeley, and other communities in Denver County, Adams County, Arapahoe County, Douglas County, Jefferson County, Boulder County, Larimer County, Weld County and El Paso County.